Our Company Values
Prestige Financial Advisors is an elite provider of financial services to thousands of California families and businesses with roots beginning in 1996. Our founder, Jeff McCarty’s main philosophy is to provide complete solutions helping our clients in every aspect of their financial lives. We offer an entire spectrum of financial products and services, comprehensive and personalized to you, thus earning us a reputation for excellence in our industry. Making strong commitments to our clients and building life-long relationships are tenets of success at Prestige Financial Advisors.
President, Prestige Financial Advisors
Jeff currently holds his Series 65 – Investment Advisor Representative with Simplicity Wealth LLC, an SEC-registered investment advisory firm, CA Life and Health Insurance license, as well as his CA Property and Casualty Insurance License. He is also a licensed Legal Document Assistant (LDA) and a Notary Public. Jeff also takes great pride in helping our nations Veterans and being accredited as a Veteran Claims Agent. He is currently enrolled in College for Financial Professionals working towards earning his APMA designation (Accredited Portfolio Management Advisor). Jeff is also a proud member of the National Ethics Bureau.
Prestige Financial Advisors & The Document People are family-owned firms based on Honesty, Integrity, Honor, and we are committed to our clients to help them realize their goals and dreams.
Jeff and his family currently live in Santa Clarita, CA and are active members of Shepherd Church. We look forward to serving you.
Tom Rozman, CFA®, CAIA®
Mr. Rozman, Chief Investment Officer, is responsible for leading the investment team for Simplicity Wealth. Prior to Simplicity, Mr. Rozman was President and Chief Investment Officer of Sawtooth Solutions. He also worked in Institutional Sales and Trading at Merrill Lynch. Mr. Rozman is a Chartered Financial Analyst®, Chartered Alternative Investment Analyst®, and is Series 65 registered. He has previously held Series 7 and 24 securities licenses. He earned an M.B.A. from the University of Chicago and a B.A from St. Olaf College.
Mr. Margolies serves as Director of Compliance. Mr. Margolies is responsible for developing and enhancing the compliance protocol across the Group. Mr. Margolies has over 20 years of compliance and supervisory experience, including leading the compliance team at a global life and annuity wealth management insurance company. Mr. Margolies earned a B.A. in Business from Stockton University.
Mr. Leonard serves as Chief Compliance Officer of Simplicity Wealth. He is responsible for implementing the compliance program and assisting financial professionals to meet their compliance obligations. He has been FINRA licensed since 2005 and began his supervisory career in 2007. Mr. Leonard earned a B.A. & B.S. from Boston University.
Plan For Your Future
There is no one “best place” to put your retirement money because each individual and couple has unique requirements, different tolerances for risk, and need their money at different times. Likewise, there is no one place to keep your money that fits everyone for exactly the same reasons. Your unique circumstances must be taken into consideration if you seek to find the “most favorable place” for your retirement money. This is where we can be of service.